The High Cost of Small 401(k) Accounts?
Managing mandatory cash-outs for terminated and missing participants creates significant administrative burdens and fiduciary risk.
Lion Auto Rollover turns a complex liability into a simple, compliant, and efficient process.
Auto Rollover Dashboard
Real-time status of all accounts
The All-in-One Platform for Auto Rollover Management
From messy data to automated compliance, Lion provides a true “Fresh Start” for managing lost and dormant accounts.
Automated Onboarding & "Fresh Start"
We ingest messy legacy data (PEF codes) and establish a clean, compliant ledger, using virtual accounts to handle timing mismatches between data and cash settlement.
Lion Interest Application
Optimize Net Interest Margin (NIM) with dynamic rate management, Prime Plus policy engine, and Maker-Checker governance for compliant interest posting.
Reunification Engine
Turn liabilities into assets with our Account Linking Module. Deterministic matching and "Found Money" workflows increase retention and asset conversion.
Automated Fee & Tax Administration
Intelligent handling of fees and taxes, featuring De Minimis logic protection, event-based fee automation, and batch generation of tax forms.
End-to-End Compliance
Complete peace of mind with automated dormancy clocks, Due Diligence letter generation, and bulk escheatment processing.
Built for the Entire Retirement Ecosystem
Whether you are a plan sponsor, TPA, or recordkeeper, Lion Auto Rollover is designed to solve your specific challenges.
Problem:
High administrative costs, fiduciary liability for missing participants, and the complexities of SECURE 2.0.
Solution:
Lion helps you mitigate risk and reduce costs by safely and efficiently offboarding small-balance accounts. Fulfill your fiduciary duties with our robust compliance engine and automated search capabilities.
Security and Compliance You Can Bank On
We prioritize the safety of user funds and data above all else.
FDIC Insured
Default investments held in FDIC-insured accounts.
SECURE 2.0
Fully compliant with latest regulations.
DOL & ERISA
Adherence to strict fiduciary standards.
Bank Grade
Partnerships with leading institutions.
"Lion is committed to the success and security of its users, providing a reliable and efficient solution for managing retirement funds."
Ready to Simplify Your Auto Rollovers?
Schedule a personalized demo to see how the Lion Auto Rollover platform can reduce your costs, mitigate risk, and unlock new revenue opportunities.
Enterprise Security
Bank-grade encryption and data protection.
Quick Implementation
Get up and running in weeks, not months.